Key Investor Information Documents (KIIDs)
Dealing Information (Authorised Participants only)
This website is maintained by Legal and General Investment Management which is authorised and regulated by the United Kingdom Financial Conduct Authority (the "FCA").
The products detailed on this website are fund of assets (each a "Fund") established by Legal & General UCITS ETF Plc (the "Company"). The Company is an open-ended investment company with variable capital having segregated liability between its Funds and is organised under the laws of Ireland. The Company is regulated, and has been authorised as a UCITS by the Central Bank of Ireland (the "Central Bank") pursuant to the European Communities (Undertaking for Collective Investment in Transferable Securities) Regulations, 2003 (as amended).
US: This website (and the information and documentation contained on it) is not, and under no circumstances is to be construed as, an advertisement or any other step in furtherance of a public offering of shares in the United States or any province or territory thereof, where neither the Company nor any Funds issued by it are authorised or registered for distribution and where no prospectus for the Company has been filed with any securities commission or regulatory authority. Neither this website, nor any information and documentation contained on it, nor any copy thereof should be taken, transmitted or distributed (directly or indirectly) into the United States. Neither the Company nor any Funds issued by it have been or will be registered under the United States Securities Act of 1933 or the Investment Company Act of 1940 or qualified under any applicable state securities statutes.
The application of regulations can often lead to a number of different interpretations. Any views or opinions expressed in this document represent the views of LGIM, the Company or the Funds and should not be construed as tax, regulatory or legal advice. Neither LGIM nor the Company make any warranty or representation as to the accuracy of any of the views or opinions expressed in this document. LGIMWe strongly recommend that you obtain independent regulatory and tax advice before taking any further action.
The information contained on this website is neither an offer for sale nor a solicitation of an offer to buy securities nor shall any securities be offered or sold to any person in any jurisdiction in which an offer, solicitation, purchaser or sale would be unlawful under the securities law of such jurisdiction.
LGIM is required by the FCA to clarify that it is not acting for you in any way in relation to the investment or investment activity to which this website relates. In particular, LGIM will not provide any investment services to you and or advise you on the merits of, or make any recommendation to you in relation to, the terms of any transaction. No representative of LGIM is authorised to behave in any way which would lead you to believe otherwise. LGIM is not, therefore, responsible for providing you with the protections afforded to its clients and you should seek your own independent legal, investment and tax or other advice as you see fit.
Securities issued by the Company may be structured products involving a degree of risk. Any decision to invest should be based on the information contained in the prospectus of the Company (and any supplements thereto) and the relevant KIID which include, inter alia, information on certain risks associated with an investment. The price of any securities may go up or down and an investor may not get back the amount invested. Securities may be priced in US Dollars, Euros, or Sterling, and the value of the investment in other currencies will be affected by exchange rate movements. Investments in the Funds of the Company which provide a short and/or leveraged exposure are only suitable for sophisticated, professional and/or institutional investors who understand leveraged and compounded daily returns and are willing to magnify potential losses by comparison to investments which do not incorporate these strategies. Over periods of greater than one day, investments with a short and/or leveraged exposure do not necessarily provide investors with a return equivalent to a return from the unleveraged long or unleveraged short investments multiplied by the relevant leverage factor. Any decision to invest should be based on the information contained in the prospectus of the Company (and any supplements thereto) and the relevant Key Investor Information Document (KIID).
Funds investing in emerging markets around the world can be extremely volatile as the systems and standards of trading, settlement, registration and custody of securities in these markets may not be as high as those in the developed markets. In addition, lack of liquidity and inefficiency in certain emerging stock markets and foreign exchange markets may mean that securities are less marketable than in more developed markets, resulting in greater price fluctuation. Such markets can also experience significant currency volatility and, accordingly, the countries may have exchange controls. Accordingly, certain emerging markets may not afford the same level of investor protection as exists in more developed jurisdictions.
Investors should refer to the section entitled "Risk Factors" in the prospectus of the Company (and any supplements thereto) and the relevant KIID for further details of these and other risks associated with an investment in the Company's Funds.
Please contact LGIM at 0345 070 8684 or at email@example.com for further information of the Company.
Switzerland: The prospectus of the Company, the (KIIDs), the Articles of Association of the Company as well as the annual and semi-annual reports can be obtained free of charge from the representative in Switzerland, State Street Fondsleitung AG, Beethovenstrasse 19, 8027 Zurich, Switzerland. The paying agent of the Company in Switzerland is State Street Bank GmbH, Munich, Zurich Branch, Beethovenstrasse 19, 8027 Zurich, Switzerland.
Netherlands: Each Fund has been registered with the Netherlands Authority for the Financial Markets following the UCITS passport-procedure pursuant to section 2:72 of the Dutch Financial Supervision Act.
France: Any subscription for shares of the Funds will be made on the basis of the terms of the prospectus of the Company (and any supplements thereto) and the relevant KIIDs. The Company is a UCITS governed by Irish legislation and approved by the Central Bank as UCITS compliant with European regulations although may not have to comply with the same rules as those applicable to a similar product approved in France. Certain of the Funds have been registered for marketing in France by the Authority Financial Markets (Autorité des Marchés Financiers) and may be distributed to investors in France. Copies of all documents (i.e. the prospectus (including any supplements or addenda thereto, the KIIDs, the latest annual reports and the memorandum and articles of association) are available in France, free of charge, at the French Centralizing Agent, Société Générale, Securities Services, at 29 Boulevard Haussmann - 75009 Paris - France.
Germany: The offering of the shares of the Funds as disclosed in the prospectus has been notified to the German Financial Services Supervisory Authority in accordance with section 132 of the German Investment Act. The prospectus (including any supplements or addenda thereto, copies of the memorandum and articles of association of the Company and the annual and semi-annual report can be obtained free of charge upon request in electronic or printed form at the Paying and Information Agent in Germany, HSBC Trinkaus & Burkhardt AG, Königsallee 21-23, 40212 Düsseldorf in English. The KIIDs can be obtained there free of charge in electronic or printed form in the German language. The previously mentioned documents are also available in the respective language on www.lgimetf.com. The current offering and redemption prices as well as the net asset value and possible notifications of the investors can also be requested free of charge at the same address. In Germany the shares will be settled as co-owner shares in a Global Bearer certificate issued by Clearstream Banking AG. This type of settlement only occurs in Germany because there is no direct link between the English and German clearing and settlement systems Crest and Clearstream. For this reason the ISIN used for trading of the shares in Germany differs from the ISIN used in other countries.
Norway: The Company and certain of the Funds have been registered with the Financial Supervisory Authority of Norway (Finanstilsynet), and may be marketed and sold to professional investors in Norway.
None of the index providers of the Funds nor their licensors make any warranty or representation whatsoever either as to the results obtained from use of the relevant indices and/or the figures at which such indices stand at any particular day or otherwise. None of the index providers shall be liable to any person for any errors or significant delays in the relevant indices nor shall be under any obligation to advise any person of any error or significant delay therein.
BEFORE INVESTING, PLEASE READ THE PROSPECTUS OF THE COMPANY (AND ANY SUPPLEMENTS THERETO) AND THE RELEVANT KEY INVESTOR INFORMATION DOCUMENT (KIID).